The U.S. ‌Securities ‌and Exchange Commission ​said on Friday it fined ‌Canaccord Genuity $20 ⁠million for failing ⁠to file approximately ​150 ​suspicious ​activity reports. Canaccord ‌did not admit ...
Massachusetts Senator Elizabeth Warren, one of the more outspoken voices in Congress often connecting cryptocurrencies to illicit activities, slammed the US Securities and Exchange Commission’s ...
By Luc Cohen NEW YORK, March 5 (Reuters) - The Chinese cryptocurrency entrepreneur Justin Sun reached a $10 million ...
The CFTC and SEC submitted guidance on prediction markets and application of securities laws, respectively, to the White House this week as Congress considers market structure.
The US Securities and Exchange Commission has ended its lawsuit against crypto entrepreneur Justin Sun with a $10 million settlement, wrapping up a three-year legal battle over alleged fraud and ...
The US Securities and Exchange Commission said it will end its lawsuit against crypto billionaire Justin Sun and a firm ...
The NYSE will pay a $9M SEC penalty for a 2023 trading failure, highlighting regulatory focus on exchange technology resilience.
The New York Stock Exchange agreed to pay a $9 million to settle US Securities and Exchange Commission allegations that an internal malfunction led to a botched market open and wild price swings on a ...
SEC Chairman Paul Atkins is a marquee speaker at a policy summit backed by Unicoin, whose CEO says the agency chief is being ...
By Chris Prentice NEW YORK, Feb 24 (Reuters) - The U.S. Securities and Exchange Commission said on Tuesday it will give the ...
The US Securities and Exchange Commission (SEC) is a federal agency based in Washington, DC. It oversees the US securities industry, protects investors, and supports fair and efficient markets. As of ...