Financial firms continue to struggle to ensure their employees communicate through authorized, monitored channels, even though the rules are widely publicized. "The problem isn't a lack of rules. It's ...
The federal rules for electioneering communications kick in on September 6, 2024, and run through Election Day. These rules could affect your grassroots lobbying during this 60-day period if your ads ...
The rules should be amended to make email a universally permissible means of communication across all civil matters, as it ...
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Wall Street Is Still Subject to Off-Channel Communications Fines. Why That Could Change.
What a difference a year—and an election—makes. It was only last fall when the SEC was issuing major fines against brokerage firms for communicating with clients off the approved channels. In January ...
A rulemaking petition filed recently highlights the need to address the communications safe harbors. The Securities and Exchange Commission has not reviewed the rules and regulations relating to ...
College football teams will be allowed to use coach-to-player communication technology in non-College Football Playoff bowl games this year, NCAA national coordinator of officials Steve Shaw told The ...
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